Monday, March 12, 2012
Local investment advisor sanctioned
The organization that regulates security dealers in Canada is prohibiting a local investment advisor from doing business for seven years. The Investment Industry Regulatory Organization also fined Terry Norman Dyck 20 thousand dollars following a disciplinary hearing last week relating to complaints that were received in connection with a fund he was recommending to clients. A spokesperson for IIROC says the allegations against Dyck went unchallenged at the hearing